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1 associate broker clearing member
Stock Exchange: ABCM (London Metal Exchange)Универсальный русско-английский словарь > associate broker clearing member
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2 associate broker member
Stock Exchange: ABM (London Metal Exchange)Универсальный русско-английский словарь > associate broker member
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3 брокер - член фондовой биржи
1) Economy: exchange member broker2) Accounting: inside broker (официально утверждённый)Универсальный русско-английский словарь > брокер - член фондовой биржи
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4 брокер, являющийся членом фондовой биржи
inside broker, exchange member brokerNew russian-english economic dictionary > брокер, являющийся членом фондовой биржи
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5 являющийся членом фондовой биржи брокер
inside broker, exchange member brokerBanks. Exchanges. Accounting. (Russian-English) > являющийся членом фондовой биржи брокер
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6 представник
broker, contact man, delegate, deputy, member, representative -
7 член биржи
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8 Maklerfirma
Maklerfirma
brokerage, broker (stockbroking) firm, firm of stockbrokers, jobbing (commission, US) house, (Börse) member firm (US), (Immobilien) land agency, real-estate office, (für Wechsel) commercial paper house (US);
• Maklerforderung broker=s commission, brokerage;
• Maklergebühr commission, commission rate (US), broker=s charge, brokerage, procuration fee, dealing costs, (Immobilien) real-estate brokerage (US);
• Maklergebühren sparen to duck broker=s charges;
• Maklergehilfe stockbroker=s clerk;
• autorisierter Maklergehilfe (Londoner Börse) blue button. -
9 Bank
Bank f BANK bank, bk, banking establishment, banking house, credit institution • Geld auf der Bank haben BANK have money in the bank • zur Bank bringen BANK bank* * *f < Bank> bank (bk), banking establishment, banking house, credit institution ■ zur Bank bringen < Bank> bank* * *Bank
bank[ing house], banker, banking firm (establishment), moneyed corporation (US), (Verkaufstisch) stand;
• auf der Bank at a bank;
• bei einer Bank zahlbar payable at a bank;
• knapp an Banken underbanked;
• nur an eine Bank zahlbar (Scheck) crossed specially;
• ohne Angabe einer bestimmten Bank (Scheck) crossed generally;
• anfragende Bank quering bank;
• angeschlossene Bank member bank;
• dem Abrechnungsverkehr (Giroverkehr) angeschlossene Bank clearing bank (Br.), associated bank (US);
• ausstellende Bank issuing bank;
• auswärtige Bank out-of-town bank;
• auszahlende Bank paying bank[er], cash-paying bank;
• avisierende Bank notifying bank;
• beauftragte Bank paying (Br.) (payor, US) bank;
• am Landeszentralbanksystem beteiligte Bank member bank (US);
• Effektenemissionsgeschäfte betreibende Bank investment bank;
• bezogene Bank drawee bank;
• durchleitende (eingeschaltete) Bank intermediary bank (US);
• einlösende Bank cashing banker;
• einziehende Bank collecting bank (banker) (US);
• federführende Bank leading underwriter, syndicate manager, lead[ing] bank;
• als Hinterlegungsstelle fungierende Bank depositary bank (US);
• fusionierte Bank merged bank;
• geschlossene Bank closed bank;
• halbstaatliche Bank semiprivate bank;
• konsortialführende Bank originating banker, syndicate manager;
• staatlich konzessionierte Bank state-chartered (state, US) bank;
• korrespondierende Bank reporting bank;
• landwirtschaftliche Bank rural (land, farmer’s, farm loan) bank;
• vom Kreditnehmer mandatierte Bank arranger;
• negoziierende Bank negotiating bank;
• öffentlich-rechtliche Bank bank incorporated under public law;
• privilegierte Bank chartered bank;
• ruinierte Bank wrecked bank;
• seriöse Bank sound bank;
• Akkreditiv stellende Bank opening bank;
• verwahrende Bank depositary bank, custodian (US);
• zahlende Bank paying (payor, US) bank;
• bar zahlende Bank cash- (specie-) paying bank;
• zahlungsunfähige Bank insolvent bank, bank in failing condition;
• Bank für Außenhandel British Trade Corporation (Br.);
• Bank mit Autoschalter drive-in bank;
• Bank mit Beratungsdienst auf allen Gebieten full-service bank;
• Bank von England Bank of England, the Bank (Br.), Old Lady of Threadneedle Street (fam.);
• Banken der Eurozone banks in the euro zone;
• Bank mit mehreren Geschäftsstellen multiple-office bank;
• Bank für Konsumentenbedürfnisse consumer bank;
• Bank für Überseehandel overseas bank;
• Banken und Versicherungen financial corporations (US);
• Bank für Wohnungsbaufinanzierungen housing bank;
• Bank für internationalen Zahlungsausgleich (BIZ) Bank for International Settlements;
• Bank der oberen zehntausend top-drawer exclusive bank;
• Internationale Bank für wirtschaftliche Zusammenarbeit International Bank for Economic Cooperation (IBEC);
• von der Bank abheben to withdraw from a bank;
• Bank auf Überziehungsmöglichkeiten ansprechen to approach a bank for an overdraft;
• seine Bank anweisen to instruct one’s bank;
• bei einer Bank arbeiten to be employed in a bank;
• mit einer Bank arbeiten to bank with;
• Bank ausrauben to stick up a bank (sl.);
• bei seiner Bank eine Kreditlinie beantragen to ask a bank for a line of credit (US) (credit line, Br.);
• seine Bank mit der Bezahlung anfallender Steuern beauftragen to commission one’s bank to pay one’s taxes;
• Bank zur Hausbank einer Firma bestimmen to appoint a bank as bankers to the company;
• Bank einschalten to interpolate a bank;
• Geld[betrag] bei der Bank einzahlen to put money in (pay [idle] money into) a bank, to bank an amount;
• Konto bei einer Bank eröffnen to open an account with a bank;
• Banken fusionieren to incorporate one bank with another, to absorb a bank, to consolidate banks;
• Geld bei einer Bank stehen haben to keep money at a bank;
• bei einer Bank hinterlegen to deposit at a bank;
• ungenutzt auf der Bank liegen to lie idle in the bank;
• Kredite bei der Bank in erhöhtem Maße in Anspruch nehmen to increase the borrowings at the bank;
• bei der Bank im Debet sein to be overdrawn at the bank;
• stark bei den Banken verschuldet sein to be deeply in hock to the banks;
• durch eine Bank überweisen to remit through a bank;
• Konto bei einer Bank unterhalten to have an account with a bank;
• einer Bank vorlegen to exhibit to a bank;
• Bankabhebungen bank withdrawals;
• Bankabrechnungsbuch bankbook;
• Bankabschluss balance of a bank, bank return (Br.) (statement);
• Bankabteilung (Notenbank) banking department;
• Bankagent bank broker;
• Bankagentur bank agent (broker), (Depositenkasse) branch;
• Bankaktien bank shares (stocks, US);
• in Bankaktien spekulieren to speculate in bank stocks (US);
• Bankaktiengesellschaft joint-stock bank, banking corporation (US);
• Bankaktionär bank shareholder, holder of bank stock (US);
• Bankakzept bank (banker’s) acceptance;
• erstklassiges Bankakzept fine bank acceptance (Br.), prime banker’s acceptance (US);
• Bankangestellter bank assistant (clerk, Br., employee, official), banking employee, city man (Br.);
• leitender Bankangestellter officer of a bank, bank’s officer;
• Bankangestellter sein to be employed in a bank;
• Bankanleihe bank loan, post-notes;
• konsortialiter gewährte zinsvariable Bankanleihe syndicated floating-rate bank loan;
• Bankanstalt banking house (establishment);
• Bankanteil banking interest;
• Bankanteilseigner shareholder (stockholder, US) in a bank;
• Bankantwort bank reply;
• Bankanweisung bank check (US) (cheque, Br., bill, draft, money order);
• durch Bankanweisung bezahlt paid by check (US) (cheque, Br.);
• Bankanwendung banking application;
• Bankaufsichtsbehörde bank[ing] regulator, bank-regulatory authority, state superintendence of banks (US);
• Bankauftrag bank money order, banker’s order (Br.);
• Bankausbildung bank education;
• Bankauskunft bank’s enquiry (Br.), banker’s reference (inquiry), banker’s status report;
• Bankauskünfte über ein Kundenkonto bank disclosure;
• Bankausleihungen bank lendings (US);
• Bankausschuss für Währungspolitik a Bank’s Monetary Policy Committee;
• Bankausweis balance of a bank, bank report (return, Br., statement);
• wöchentlicher Bankausweis weekly bank statement;
• wöchentlicher Bankausweis der Notenbank bank return (Br.), Return for the Week (Br.);
• Bankauszug bank statement;
• regelmäßiger Bankauszug periodical statement;
• Bankautomat automated teller;
• Bankaval bank guarantee (Br.) (guaranty, US);
• Bankbeamter bank clerk (Br.);
• leitender Bankbeamter bank officer (official);
• allgemeine Bankbedingungen charge account terms;
• Bankbeleg bank receipt (slip), record of a bank, bank record;
• Bankbetriebswirt bank economist;
• Bankbetriebs[wirtschafts]lehre bank economy;
• Bankbevollmächtigter im Verrechnungsverkehr inclearer (Br.);
• Bankbilanz balance sheet of a bank, bank’s balance sheet, bank report (statement, return, Br.);
• Bankbonifikation underwriting fee;
• Bankbote bank messenger (porter, runner), walk clerk (Br.);
• Bankbriefkasten bank’s letter box;
• Bankbuch bankbook, (Gegenkonto) passbook;
• Bankbuchhalter bank accountant;
• Bankbuchhaltung bank accounting;
• Bankbürge bank guarantor;
• Bankbürgschaft bank guarantee;
• Bankdarlehn banker’s (bank[ing]) advance, bank loan (credit), bank borrowing, (kurzfristig an Wechselmakler) night money (Br.);
• Bankdeposition banker’s balances, bank deposits;
• Bankdepot bank deposit, deposit in a bank, lodgment;
• Bankdirektor bank manager (president), manager of a bank;
• Bankdiskont[satz] bank (Br.) (banker’s) discount, bank (Br.) (discount) rate, official rate of discount;
• gültiger Bankdiskontsatz current bank rate (Br.);
• Bankdiskontsatz herabsetzen (senken) to reduce the discount (Br.) (rediscount, US) rate;
• Bankeinbruch bank burglary, raid on a bank;
• Bankeinbruchsversicherung bank burglary insurance;
• Bankeinlage deposit [in bank], bank deposit;
• Bankeinlagen in größeren Mengen verschwinden lassen to spirit away large quantities of the bank’s deposits;
• Bankeinleger depositor. -
10 член фондовой биржи
1) General subject: inside broker (официально утверждённый)2) Economy: member of a stock exchange, specialist3) Accounting: member of stock exchange4) Stock Exchange: stock exchange member5) Banking: exchange member, member6) Business: member of the stock exchangeУниверсальный русско-английский словарь > член фондовой биржи
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11 облигационный брокер
1) Finances: bonds broker2) Banking: bond broker, bond memberУниверсальный русско-английский словарь > облигационный брокер
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12 представитель
1) General subject: advocate, agent, ambassador, assignee, commissioner, delegate, deputy, disciple (определённой школы), embassador, executive, exponent (теории, направления и т. п.), member, negotiator, nominee, representative, secondary, spokesman, spokesman (класса, эпохи и т.п.), spokesperson (группы лиц, организации), spokeswoman, vakeel, vicar, representant, spokeperson2) Biology: (типичный) representative3) Obsolete: legate5) Mathematics: one of, representer, sample, specimen6) Religion: contact person7) Law: authorized agent, broker, proxy, substitute8) Economy: canvasser9) Accounting: resident10) Linguistics: instance11) Diplomatic term: speaker (организации, партии и т.п.)12) Indian language: vakil13) Polygraphy: rep (издательства)14) Jargon: mother15) Oil: quoter16) Advertising: rep., spokesman (официально выступающий от имени группы, организации), spokesperson (официально выступающий от имени группы, организации)17) Business: contact man, envoy, factor, negotiant18) Oceanography: (какого-л.семейства) member (напр. the Arctic Char is a member of the Salmon family, арктический голец - представитель семейства лососевых)19) leg.N.P. attorney (in a broad sense), proxy (parliamentary practice)20) Makarov: negotiator (в переговорах), public relations man (кинозвезды и т.п.), public relations officer (кинозвезды и т.п.), representative (издательства), type (чего-л.)22) Logistics: advance agent -
13 Kommissionsbericht
Kommissionsbericht
committee report;
• Kommissionsbezug purchase on commission;
• Kommissionsbuch order book;
• Kommissionsbuchhandel wholesale bookselling;
• Kommissionsbuchhändler wholesale bookseller;
• Kommissionsfirma commission merchant;
• Kommissionsgebühr commission, factorage;
• Kommissionsgeschäft agency (agent’s, commission) business, factorage, commission agency, (einzelnes) commission dealing, sale and return, transaction for third account;
• Kommissionsgeschäfte machen to trade (buy and sell) on commission;
• Kommissionsgut goods on commission (in trust), articles on commission, consignment, memorandum goods (package) (US);
• Kommissionshandel agency (agent’s) business, factorage, commission marketing, transaction for third account;
• Kommissionshaus commission merchant;
• Kommissionskauf purchase on commission;
• Kommissionskonto consignment (memorandum, US) account;
• Kommissionslager stock on consignment (commission);
• Kommissionslieferung vornehmen to supply on a consignment (commission) basis;
• Kommissionsmakler commission broker;
• Kommissionsmitglied committee member, commissioner;
• Kommissionsmitglieder (EU) members of the commission;
• Kommissionsmitglied sein to be (sit) on a commission (committee);
• Kommissionsnote broker’s note (confirmation, US);
• Kommissionsnummer order number;
• Kommissionspräsident President of the Commission;
• Kommissionsprovision commission on sale effected;
• Kommissionsrechnung consignment invoice;
• Kommissionsreisender commercial travel(l)er, travel(l)ing salesman;
• Kommissionsrimesse remittance on third account;
• Kommissionssatz commission;
• Kommissionsschein consignment note, memorandum [bill] (US);
• Kommissionssendung consignment;
• Kommissionssitzung committee meeting;
• Kommissionsverkauf consignment sale (marketing), sale on commission (and return), memorandum sale (US);
• Kommissionsverkauf mit Selbsteintritt bailment sale;
• Kommissionsverlag commission publishers;
• Kommissionsvertrag consignment [contract];
• Kommissionsvertreter consignment agent, (EU) representatives of the Commission. -
14 cabinet
cabinet [kabinε]1. masculine nounb. ( = gouvernement) cabinet ; ( = collaborateurs) staffc. ( = meuble) cabinet2. plural masculine noun3. compounds* * *kabinɛ
1.
nom masculin2) ( affaires et clientèle) practice; ( cabinet collectif) firm; (de médecins, dentistes) practice3) ( agence) agency5) ( de musée) exhibition room
2.
cabinets nom masculin pluriel toilet (sg), loo (colloq) (sg) GB, bathroom (sg) USPhrasal Verbs:* * *kabinɛ1. nm1) [médecin] surgery Grande-Bretagne office USA2) [notaire] (= bureau) office, (= clientèle) practice3) POLITIQUE cabinet, [ministre] advisers pl2. cabinets nmplvieilli (= w.-c.) lavatory sg* * *A nm1 ( local) gén office; (de médecin, dentiste) surgery GB, office US; (d'avocat, de notaire) office; (d'avocat au barreau, de juge) chambers (pl);2 ( affaires et clientèle de professions libérales) practice; ( cabinet collectif) firm; (de médecins, dentistes) (group) practice; le cabinet du Dr Hallé Dr Hallé's practice; avoir/vendre un cabinet to have/to sell a practice; ouvrir un cabinet to set up in practice; cabinet d'architectes/d'audit firm of architects/auditors; cabinet d'avocats/d'experts-comptables law/accountancy firm; cabinet de médecins/dentistes medical/dental practice;3 ( agence) agency; cabinet de recrutement recruitment agency; cabinet immobilier estate agent's; ( collectif) firm of estate agents; avoir un cabinet d'assurances to be an insurance broker; ouvrir un cabinet d'assurances to set up (in) business as an insurance broker;4 Pol ( gouvernement) cabinet; (de ministre, préfet) staff, cabinet US; cabinet ministériel minister's personal staff;5 ( de musée) exhibition room; cabinet des estampes/médailles print/coin room;7 †( meuble) cabinet.cabinet d'aisances† water closet† GB, lavatory; cabinet de consultation surgery GB, office US; cabinet d'instruction Jur judge's chambers (pl); cabinet juridique law firm; cabinet de lecture† reading room; cabinet médical medical practice; cabinet noir cubbyhole; cabinet particulier private dining room; cabinet de toilette bathroom; cabinet de travail study.[kabinɛ] nom masculin[de magistrat] chambers[d'avoué, de notaire] office2. [réduit]3. [petite salle]cabinet particulier [de restaurant] private dining room4. [clientèle - de médecin, de dentiste] practice5. [agence]cabinet d'assurances insurance firm ou agencycabinet conseil consulting firm, consultancy firmfaire partie du cabinet to be in ou a member of the Cabinetcabinet ministériel minister's advisers, departmental staff7. [d'un musée] (exhibition) room8. [meuble] cabinet9. [d'horloge] (clock) case————————cabinets nom masculin plurielIn a French context this term refers to the team of civil servants who carry out advisory and administrative duties for a minister or a préfet. The Prime Minister's cabinet is made up not of ministers but of senior civil servants, including the directeur de cabinet, who has a political role as the Prime Minister's principal private secretary (and can deputize for him or her), and the chef de cabinet, whose function is largely administrative. -
15 Konsortialanleihe
Konsortialanleihe
syndicate loan;
• Konsortialanteil underwriting share, share in a syndicate, syndicate quota;
• Konsortialanteil übernehmen to purchase a portion of a new issue;
• Konsortialaufwendungen underwriting expense;
• Konsortialbank underwriting (syndicate, member) bank;
• federführende Konsortialbank (Anlagenfinanzierung) lead manager;
• Konsortialbeteiligung underwriting share (participation), syndicate participation (US), partnership in a syndicate;
• Konsortialbeteiligungen (Bilanz) syndicate holdings;
• Konsortialbildung syndication;
• Konsortialführer[in] leading underwriter, consortium leader, (Bank) originating banker (house), leading bank;
• Konsortialführung syndicate management;
• Konsortialführung haben to lead a syndicate;
• Konsortialgebühr (kurzfristig finanzierter langfristiger Kredit) management fee;
• Konsortialgeldbeträge joint account money;
• Konsortialgeschäft business on joint account, underwriting (syndicate) business, (einzelnes) syndicate operation (transaction);
• Konsortialgeschäfte (Bank) syndicate banking;
• multinationale Konsortialgeschäfte international multibank syndications;
• Konsortialgewinn underwriting (syndicate) profit;
• Konsortialgründung organization of a syndicate;
• Konsortialgruppe underwriting (syndicate) group;
• Konsortialhilfe consortium aid;
• Konsortialkonto joint (syndicate, participation) account;
• Konsortialkredit joint (syndicate) credit, syndicate (participation, US) loan;
• Konsortialkreditgeber joint creditors;
• Konsortialkreditnehmer joint borrowers;
• Konsortialkreditsatz syndicated lending rate;
• Konsortialmakler co-broker;
• Konsortialmitglied syndicate member, syndicator, underwriter, underwriting house, purchaser, consortium partner;
• führendes Konsortialmitglied syndicatee, leading underwriter;
• Konsortialprovision spread, underwriter’s commission, purchase commitment;
• Konsortialquote underwriting share, syndicate quota;
• Konsortialsitzung underwriter’s meeting;
• Konsortialspesen underwriting fee;
• Konsortialverpflichtungen (Bilanz) underwriting (purchase) commitments;
• seine Konsortialverpflichtungen voll erfüllen to take up the remainder of one’s underwriting obligations;
• Konsortialvertrag underwriting contract (agreement), syndicate agreement. -
16 брокер по операциям с облигациями
1) Economy: bond broker2) Banking: bond memberУниверсальный русско-английский словарь > брокер по операциям с облигациями
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17 влиятельное лицо
1) General subject: (весьма) a man of (great) influence, a name to conjure with, a person of consequence, grave figure, mugwump, person of consequence, person of influence, KOL2) Colloquial: heavy-hitter3) American: kingmaker4) Diplomatic term: in5) Cinema: overling6) Politics: (политическое) power broker7) Jargon: big gun, big shot (в политике, шоу-бизнесе, преступном мире и т.п.), bigshot (в политике, шоу-бизнесе, преступном мире и т.п.), hot short, shot8) Sociology: policymaker9) Advertising: influence wielder, influencer10) Business: influence, opinion leader, opinion shaper11) Makarov: man of influence, planet12) Political economy: ranking member (имеющее видное положение в организации или ведомстве) -
18 Händler(in)
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19 Händler
Händler m 1. BÖRSE trading member, dealer, broker-dealer; 2. GEN dealer, trader, agent; 3. V&M vendor* * *Händler
trader, tradesman, merchant, [market] dealer, monger, marketeer, barterer, (Börse) stockjobber, (Kleingewerbe) chandler, (Ladenbesitzer) shopkeeper, storekeeper (US);
• ambulanter (fliegender, umherziehender) Händler itinerant (door-to-door) trader, costermonger, hawker, barrowman (Br.), pedlar (Br.), peddler (US);
• autorisierter Händler franchised dealer;
• drittklassiger Händler third-market dealer;
• fliegender Händler pedlar, street (door-to-door) trader;
• unbedeutender Händler petty dealer;
• zugelassener Händler franchised dealer;
• Händler in kleinen Effektenabschnitten odd-lot dealer (US);
• Händler mit eigenem Lager stockist (Br.), rack jobber (US);
• Händler mit großen (bedeutenden) Umsätzen heavy dealer;
• Händler in festverzinslichen Werten bond trading officer;
• Händler nicht mehr beliefern to withhold supplies of goods from a dealer;
• Händlerakkreditiv merchant’s letter of credit;
• Händleranalyse dealer research;
• eingedruckte Händler anschrift, Händleraufdruck dealer imprint;
• Händlerbefragung dealer survey (research), shop audit;
• Händlergefolgschaft dealer force;
• Händlergruppe bei einer Versteigerung ring of dealers at an auction;
• Händlerinterview dealer interview;
• eingebaute Händlerkodierung built-in dealers’ coding;
• Händlerkontrolle dealer control;
• Händlerlager dealer inventory;
• Händlermarge trade discount;
• Händlermarke private (dealer) brand;
• Händlernachlass dealer’s rebate;
• Händlernetz dealer network;
• Händlerobligo dealer’s engagement;
• Händlerorganisation dealer organization (outlet);
• Händlerpreis trade price;
• Händlerrabatt distributor’s (trade, functional, US) discount, dealer’s rebate (allowance, abatement, discount), discount earned (allowed to dealers);
• Händlerstand pitch (Br.);
• Händlerverband retail association (US);
• Händlerverdienstspanne dealer markup;
• Händlervereinbarung mit Ausschließlichkeitsklausel exclusive dealer arrangement (US);
• Händlervereinigung dealer organization, retail association (US);
• Händlerwerbung trade advertising, dealer merchandising plan;
• Händlerwettbewerb dealer incentive contest;
• Händlerzeitschrift trade paper;
• Händlerzettel (Börse) slip. -
20 облігаційний брокер
bond broker; bond member
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См. также в других словарях:
Broker — Bro ker (br[=o] k[ e]r), n. [OE. brocour, from a word akin to broken, bruken, to use, enjoy, possess, digest, fr. AS. br[=u]can to use, enjoy; cf. Fries. broker, F. brocanteur. See {Brook}, v. t.] 1. One who transacts business for another; an… … The Collaborative International Dictionary of English
broker-dealer individual clearer — Broker dealer individual clearer: following the Jan.1, 1992 introduction of distinct licences for each type of activity handled by brokerage firms, member firms with this status are authorized to clear only trades carried out on behalf of their… … Financial and business terms
broker — A company or individual that executes futures and options orders on behalf of financial and commercial institutions and/or the general public. Chicago Board of Trade glossary An agent who executes trades (buy or sell orders) for customers. He… … Financial and business terms
broker-dealer — Any person, other than a bank, engaged in the business of buying or selling securities on its own behalf or for others. Bloomberg Financial Dictionary See: dealer. Bloomberg Financial Dictionary A member of the Stock Exchange who may trade with… … Financial and business terms
broker to broker — The transaction was between two member firms where neither firm is registered as a market maker in the security in question and neither is a designated fund manager. Brokers may also apply this indicator when buying or selling domestic equity… … Financial and business terms
broker-to-broker — The transaction was between two member firms where neither firm is registered as a market maker in the security in question and neither is a designated fund manager. Brokers may also apply this indicator when buying or selling domestic equity… … Financial and business terms
Member — 1. In the most general context, a brokerage firm (or broker) holding membership on an organized stock or commodities exchange. Membership is generally required in order to fill trades for clients on the exchange. 2. For the New York Stock… … Investment dictionary
Member Firm — A broker dealer in which at least one of the principal officers is a member of either the New York Stock Exchange (NYSE), another major stock exchange, a self regulatory organization or a clearing house corporation. Also referred to as clearing… … Investment dictionary
broker — n. 1 an agent who buys and sells for others; a middleman. 2 a member of the Stock Exchange dealing in stocks and shares. Usage: In the UK from Oct. 1986 officially called broker dealer and entitled to act as agent and principal in share dealings … Useful english dictionary
member firm — Used for listed equity securities. Brokerage firm that has at least one membership on a major stock exchange even though, by exchange rules, the membership in the name of an employee and not of the firm itself. Bloomberg Financial Dictionary A… … Financial and business terms
broker/dealer — See dealer Exchange Handbook Glossary An Exchange member firm, which provides advice and dealing services to the public and can deal on its own account. London Stock Exchange Glossary … Financial and business terms